← Search

Journal of Accounting and Economics Vol. 71 No. 2-3 2021

The effect of tax avoidance crackdown on corporate innovation

Qin Li1; Mark Ma2; Terry Shevlin3

1 Hong Kong Polytechnic University · 2 University of Pittsburgh · 3 University of California, Irvine

Abstract

To constrain the use of intangible assets in tax-motivated state income shifting, many U.S. state governments adopted addback statutes. Addback statutes reduce the tax benefits that firms can gain from creating intangible assets such as patents. Using a sample of U.S. public firms, we examine the effect of addback statutes on corporate innovation behavior. First, the adoption of addback statutes leads to a 4.77 percentage point decrease in the number of patents and a 5.12 percentage point decrease in the number of patent citations. Second, the “disappearing patents” resulting from addback statutes have significant economic value. Third, after a state adopts an addback statute, a firm with material subsidiaries in that state assigns fewer patents to subsidiaries in zero-tax states, whereas the number of patents assigned to the other states does not change. Overall, our findings suggest that addback statutes impede corporate innovation.

DOI
10.1016/j.jacceco.2020.101382
Volume
71
Issue
2-3
Pages
101382
Language
en
Sources
bibtex:phds-export.bib openalex crossref

Cite