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Journal of Banking & Finance Vol. 34 No. 4 2010

Mutual fund portfolio trading and investor flow

David A. Dubofsky

University of Louisville

Abstract

I estimate the extent to which mutual fund portfolio trading of securities is triggered by investor flows into and out of the funds, and find that this liquidity-induced portfolio trading activity is smaller than previously estimated by Edelen (1999). I obtain estimates from a much larger and broader sample of funds than Edelen’s (1999) sample. Portfolio managers of international funds trade a smaller fraction of investor flow than do those of domestic funds. Index funds invest a larger fraction. A funds’ usage of futures contracts does not have a statistically significant effect on how it trades in response to investor flows, but the unpredictability of investor flow weakly affects the trading response to flow.

DOI
10.1016/j.jbankfin.2009.09.010
Volume
34
Issue
4
Pages
802-812
Language
en
Sources
openalex crossref bibtex:phds-export.bib

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