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Journal of Banking & Finance Vol. 35 No. 5 2011

The role of co-managers in reducing flotation costs: Evidence from seasoned equity offerings

Jin Q. Jeon1; James A. Ligon2

1 Dongguk University · 2 University of Alabama

Abstract

We examine the effect on expected flotation costs of including co-managers in the underwriting syndicate. We consider five components of SEO flotation costs: announcement returns, underpricing, the probability of withdrawals, offering delays, and underwriting spreads. The results show that the characteristics of co-managers participating in syndicates have significant effects on flotation costs, while the effect of the number of co-managers is largely insignificant. Our results are consistent with the notion that highly reputable underwriters and commercial banks serving as co-managers serve a certification role, reducing information asymmetries and, as a result, lowering SEO flotation costs.

DOI
10.1016/j.jbankfin.2010.09.023
Volume
35
Issue
5
Pages
1041-1056
Language
en
Sources
openalex crossref bibtex:phds-export.bib

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