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Journal of Banking & Finance Vol. 31 No. 3 2007

Competition without fungibility: Evidence from alternative market structures for derivatives

Söhnke M. Bartram1,2; Frank Fehle3

1 Centre for Economic Policy Research · 2 Lancaster University · 3 Barclays (United Kingdom)

open access

Abstract

In this paper, we compare option contracts from a traditional derivatives exchange to bank-issued options, also referred to as covered warrants. While bank-issued option markets and traditional derivatives exchanges exhibit significant structural differences such as the absence of a central counterparty for bank-issued options, they frequently exist side-by-side, and the empirical evidence shows that there is significant overlap in their product offerings although options are not fungible between the two markets. The empirical analysis indicates that bid-ask spreads in either market are lowered by 1–2% due to competition from the other market, providing evidence that the benefits of competing market structures are available in the absence of fungibility.

DOI
10.1016/j.jbankfin.2006.02.004
Volume
31
Issue
3
Pages
659-677
Language
en
Sources
crossref openalex bibtex:phds-export.bib

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