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Journal of Banking & Finance Vol. 101 2019

Option-Implied variance asymmetry and the cross-section of stock returns

Tao Huang1; Junye Li2

1 Xi’an Jiaotong-Liverpool University · 2 ESSEC Business School, Paris-Singapore, Singapore

Abstract

We find a positive relationship between individual stocks’ implied variance asymmetry, defined as the difference between upside and downside risk-neutral semivariances extracted from out-of-money options, and future stock returns. The high-minus-low hedge portfolio earns the excess return of 0.90% (0.67%) per month in equal-weighted (value-weighted) returns. We show that implied variance asymmetry provides a neat measure of risk-neutral skewness and outperforms the standard risk-neutral skewness in predicting the cross-section of future stock returns. Risk-based equilibrium asset pricing models can not explain such a positive relationship, which instead can be potentially explained by information asymmetry and informed trading.

DOI
10.1016/j.jbankfin.2019.02.001
Volume
101
Pages
21-36
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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