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Journal of Corporate Finance Vol. 38 2016

The transformation of banking: Tying loan interest rates to borrowers' CDS spreads

Ivan Ivanov1,2; João A. C. Santos3; Thu Vo4

1 Federal Reserve · 2 Federal Reserve Board of Governors · 3 Federal Reserve Bank of New York · 4 Amherst Securities Group, 5001 Plaza On The Lake, Austin, TX 78746, USA

Abstract

We investigate how the introduction of market-based pricing, the practice of tying loan interest rates to credit default swaps, has affected bank financing. We find that market-based pricing is associated with lower interest rates, both at origination and during the life of the loan. Our results also indicate that banks simplify the covenant structure of market-based pricing loans, suggesting that the decline in the cost of bank debt is explained, at least in part, by a reduction in monitoring costs. Market-based pricing, therefore, besides reducing the cost of bank debt, may also have adverse consequences resulting from the decline in bank monitoring.

DOI
10.1016/j.jcorpfin.2016.01.005
Volume
38
Pages
150-165
Language
en
Sources
bibtex:phds-export.bib crossref openalex

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