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Journal of Corporate Finance Vol. 70 2021

Institutional investors and bank governance: An international analysis of bank earnings management

Steve Miller1; Rabih Moussawi2; Bin Wang3; Tina Yang4

1 University of South Florida Sarasota–Manatee · 2 Villanova University · 3 Marquette University · 4 University of South Florida St. Petersburg

Abstract

Despite the growing importance of institutional investors in global capital markets and the link between bank earnings management and financial crash risk, little is known about the role of institutional investors in mitigating bank earnings management. We conduct the first international analysis of this issue using a broad sample of banks and institutional investors. We find a negative relation between institutional ownership and bank earnings management, after controlling for the stringency of a country's bank regulations and other relevant bank and country characteristics. Additionally, institutional ownership is more negatively related to earnings management in countries with more-stringent bank disclosure requirements or when ownership is held by domestic rather than foreign institutional investors. Institutional ownership is also more negatively related to earnings management in countries in which insiders extract more private benefits or when ownership is held by institutional blockholders. Our findings have important policy implications regarding institutional investors' engagement with banks.

DOI
10.1016/j.jcorpfin.2021.102055
Volume
70
Pages
102055
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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