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Journal of Corporate Finance Vol. 95 2025

Shareholder litigation rights, CEO turnover, and board monitoring

Hue Hwa Au Yong1; Blake Loriot1; Yulia Merkoulova

1 Monash University

open access

Abstract

We investigate how shareholder litigation rights impact CEO turnover decisions and board oversight. We exploit an unexpected court ruling that increased hurdles for shareholders of Ninth Circuit firms to initiate securities class action lawsuits. After the ruling, the sensitivity of forced CEO turnover to performance decreases for firms in the Ninth Circuit. Additionally, board independence declines and directors of Ninth Circuit firms attend fewer meetings and hold more external board positions after the decision. These effects are exacerbated in firms that lack monitoring from institutional shareholders. For firms dependent on shareholder litigation, the reduction in litigation rights was economically significant and led to a 9.72 % decline in firm value.

DOI
10.1016/j.jcorpfin.2025.102882
Volume
95
Pages
102882
Language
en
Sources
openalex crossref bibtex:phds-export.bib

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