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Journal of Corporate Finance Vol. 58 2019

What is the role of institutional investors in corporate capital structure decisions? A survey analysis

Stephen J. Brown1,2; Marie Dutordoir3; Chris Veld2; Yulia Veld-Merkoulova

1 New York University · 2 Monash University · 3 University of Manchester

open access

Abstract

We survey institutional investors about their role in capital structure decisions and views on capital structure theories. Over 82% of investors believe they influence corporate capital structure decisions, especially for smaller, younger, and more financially constrained firms. Unlike corporate managers, investors consider agency costs of free cash flow important drivers of capital structure. Investors' responses also support pecking order and market timing theories. Most investors find financial constraints important, with components of the Kaplan–Zingales and Whited–Wu indexes dominating other proxies. Overall, our findings suggest a first-order impact of investor preferences on capital structure decisions.

DOI
10.1016/j.jcorpfin.2019.05.001
Volume
58
Pages
270-286
Language
en
Sources
openalex crossref bibtex:phds-export.bib

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