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Journal of Corporate Finance Vol. 9 No. 5 2003

Auctions in bankruptcy

Edith Hotchkiss1; Robert M. Mooradian2

1 Boston College · 2 Northeastern University

Abstract

This paper examines whether mandatory auctions promote the efficient restructuring of distressed firms relative to a reorganization-based bankruptcy system such as Chapter 11. Under a mandatory auction system, aggressive bidding by a coalition of incumbent management and pre-bankruptcy creditors may deter outside bidders, may result in the coalition paying more than its valuation to acquire the firm, and may result in assets remaining in a lower value use. In a reorganization-based bankruptcy system, management's voluntary choice to seek an auction conveys information about the coalition's valuation, which facilitates competition. Our model shows that a reorganization-based bankruptcy system that encourages, but does not mandate auctions, can actually increase the likelihood that an outside bidder enters and the assets of the bankrupt firm are redeployed.

DOI
10.1016/s0929-1199(02)00026-3
Volume
9
Issue
5
Pages
555-574
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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