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Journal of Financial Economics Vol. 146 No. 2 2022

Retail trader sophistication and stock market quality: Evidence from brokerage outages

Gregory W. Eaton1; T. Clifton Green2; Brian Roseman1; Yanbin Wu3

1 Oklahoma State University · 2 Emory University · 3 University of Florida

Abstract

We study brokerage platform outages to examine the impact of retail investors on financial markets. We contrast outages at Robinhood, which caters to inexperienced investors, with outages at traditional retail brokers. For stocks with high retail interest, we find that negative shocks to Robinhood investor participation are associated with reduced market order imbalances, increased market liquidity, and lower return volatility, whereas the opposite relations hold following outages at traditional retail brokerages. The findings suggest that herding by inexperienced investors can create inventory risks that harm liquidity in stocks with high retail interest, while other retail trading improves market quality.

DOI
10.1016/j.jfineco.2022.08.002
Volume
146
Issue
2
Pages
502-528
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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