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Journal of Financial Economics Vol. 133 No. 3 2019

Financing intangible capital

Qi Sun1; Mindy Z. Xiaolan2

1 Shanghai University of Finance and Economics · 2 The University of Texas at Austin

Abstract

Firms finance intangible investment through employee compensation contracts. In a dynamic model in which intangible capital is embodied in a firm’s employees, we analyze the firm’s optimal decisions on intangible capital investment, employee compensation contracts, and financial leverage. Employee financing is achieved by delaying wage payments in the form of future claims. We show that intangible capital investment is highly correlated with employee financing but not with debt issuance or regular equity refinancing. In our quantitative analysis, we show that this new channel of employee financing explains the cross-industry differences in leverage and financing patterns.

DOI
10.1016/j.jfineco.2019.04.003
Volume
133
Issue
3
Pages
564-588
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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