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Journal of Financial Economics Vol. 134 No. 2 2019

Does skin-in-the-game affect security performance?

Adam B. Ashcraft1; Kunal Gooriah2; Amir Kermani3

1 Bank of America · 2 Hudson Institute · 3 University of California, Berkeley

Abstract

This paper documents that complex financial innovations like collateralized debt obligations (CDOs) enabled informed parties in the commercial mortgage-backed securitization pipeline to reduce their skin-in-the-game in a way not observable to other market participants. This reduction in first-loss security retention significantly impacted the probability that more senior tranches ultimately defaulted. We show that this performance is entirely driven by the amount of first-loss sold to (affiliated) CDOs within 12 months of the commercial mortgage-backed securities (CMBS) deal. Our result is robust to using the differential access of first-loss investors to CDO funding as an instrument to identify exogenous variations in the retention of first-loss securities.

DOI
10.1016/j.jfineco.2019.04.009
Volume
134
Issue
2
Pages
333-354
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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