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Journal of Financial Economics Vol. 132 No. 3 2019

Government debt and the returns to innovation

Mariano Massimiliano Croce1,2,3; Thien T. Nguyen4; Sandra Raymond2; Lukas Schmid5,1

1 Centre for Economic Policy Research · 2 University of North Carolina at Chapel Hill · 3 Bocconi University · 4 Fisher College · 5 Duke University

Abstract

Elevated levels of government debt raise concerns about their effects on long-term growth prospects. Using the cross-section of US stock returns, we show that (i) high-R&D firms are more exposed to government debt and pay higher expected returns than low-R&D firms, and (ii) higher levels of the debt-to-GDP ratio predict higher risk premiums for high-R&D firms. Furthermore, rises in the cost of capital for innovation-intensive firms predict declines in subsequent productivity and economic growth. We propose a production-based asset pricing model with endogenous innovation and fiscal policy shocks that can rationalize key aspects of the empirical evidence. Our study highlights a novel and distinct risk channel shaping the link between government debt and future growth.

DOI
10.1016/j.jfineco.2018.11.010
Volume
132
Issue
3
Pages
205-225
Language
en
Sources
openalex crossref bibtex:phds-export.bib

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