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Journal of Financial Economics Vol. 145 No. 3 2022

Risk-adjusted capital allocation and misallocation

Joel M. David1; Lukas Schmid2; David Zeke2

1 Federal Reserve Bank of Chicago · 2 University of Southern California

Abstract

We develop a theory linking “misallocation,” i.e., dispersion in marginal products of capital (MPK), to macroeconomic risk. Dispersion in MPK depends on (i) heterogeneity in firm-level risk and (ii) the magnitude of risk premia. Stock market-based measures imply that risk considerations explain about 25% of MPK dispersion among US firms and rationalize a large persistent component in firm-level MPK, consistent with the micro-level data. Time-varying risk premia lead to countercyclical MPK dispersion alongside procyclical capital reallocation. Risk-based MPK dispersion in part shapes the dynamic behavior of aggregate productivity, namely, its long-run level, volatility and skewness.

DOI
10.1016/j.jfineco.2022.06.001
Volume
145
Issue
3
Pages
684-705
Language
en
Sources
openalex crossref bibtex:phds-export.bib

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