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Journal of Financial Economics Vol. 109 No. 2 2013

IPO first-day returns, offer price revisions, volatility, and form S-1 language

Tim Loughran; Bill McDonald

University of Notre Dame

Abstract

Form S-1 is the first SEC filing in the initial public offering (IPO) process. The tone of the S-1, in terms of its definitiveness in characterizing the firm’s business strategy and operations, should affect investors’ ability to value the IPO. We find that IPOs with high levels of uncertain text have higher first-day returns, absolute offer price revisions, and subsequent volatility. Our findings provide empirical evidence for the theoretical models of uncertainty, bookbuilding, and prospect theory.

DOI
10.1016/j.jfineco.2013.02.017
Volume
109
Issue
2
Pages
307-326
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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