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Journal of Financial Economics Vol. 69 No. 1 2003

Control as a motivation for underpricing: a comparison of dual and single-class IPOs

Scott B. Smart1; Chad J. Zutter2

1 Indiana University Bloomington · 2 University of Pittsburgh

Abstract

We find that dual-class firms experience less underpricing than single-class firms and explore several hypotheses which explain this phenomenon. Compared to single-class firms, dual-class companies have slightly higher post-IPO institutional ownership and experience fewer control events. Although dual-class firms achieve a lower underpricing cost, they trade at lower prices relative to earnings and sales than single-class IPOs. This pricing differential, combined with evidence that dual-class managers earn higher compensation and that dual-class shares are common among media and entertainment industry IPOs, suggests that dual-class ownership structures protect private control benefits.

DOI
10.1016/s0304-405x(03)00109-0
Volume
69
Issue
1
Pages
85-110
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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