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Journal of Financial Economics Vol. 87 No. 2 2008

How and why do small firms manage interest rate risk☆

James Vickery

Federal Reserve Bank of New York

Abstract

Although small firms are particularly sensitive to interest rates and other shocks, empirical work on corporate risk management has focused instead on large public companies. This paper studies fixed-rate and adjustable-rate loans to see how small firms manage their exposure to interest rate risk. Credit-constrained firms are found to match significantly more often with fixed-rate loans, consistent with prior research that shows the supply of credit shrinks during periods of rising interest rates. Banks originate a higher share of adjustable-rate loans than other lenders, ameliorating maturity mismatch and exposure to the lending channel of monetary policy. Time-series patterns in the fixed-rate share are consistent with recent evidence on debt market timing.

DOI
10.1016/j.jfineco.2006.09.011
Volume
87
Issue
2
Pages
446-470
Language
en
Sources
bibtex:phds-export.bib crossref openalex

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