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Journal of Financial Economics Vol. 127 No. 1 2018

The buyers’ perspective on security design: Hedge funds and convertible bond call provisions

Bruce D. Grundy1; Patrick Verwijmeren2,1

1 The University of Melbourne · 2 Erasmus University Rotterdam

open access

Abstract

We provide evidence that security design reflects the interplay of capital supplier and security issuer preferences. While call provisions have historically been the default option in convertible security design, only a minority of post-2005 issues are callable. Because hedge funds dominate the market for new convertibles today and because convertible arbitrage is less risky without callability, the recent diminution in the frequency of call provisions in new convertible bond issues illustrates the importance of the preferences of the suppliers of capital in security design.

DOI
10.1016/j.jfineco.2017.11.003
Volume
127
Issue
1
Pages
77-93
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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