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Journal of Financial Stability Vol. 60 2022

Regulating rating agencies: A conservative behavioural change

Laurence Jones1; Rasha Alsakka1; Owain ap Gwilym; Noemi Mantovan1

1 Bangor University

open access

Abstract

We investigate whether the European regulatory reforms of the credit rating industry have been successful in improving the quality of financial institutions’ credit ratings. A shift to more conservative rating behaviour rather than rating quality improvement is identified, which is attributable to increased regulatory scrutiny. This change leads to a reduction in rating inflation and an increase in the number of unwarranted downgrades and false rating warnings in the post-regulatory period. A significant decrease (increase) in the informativeness of rating downgrades (upgrades) is evident. Our findings contrast with prior evidence for US corporates where reputational effects dominated.

DOI
10.1016/j.jfs.2022.100999
Volume
60
Pages
100999
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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