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Journal of Financial and Quantitative Analysis Vol. 48 No. 1 2013

Do Portfolio Distortions Reflect Superior Information or Psychological Biases?

George M. Korniotis1; Alok Kumar2

1 [email protected] · 2 University of Miami

Abstract

Using a demographics-based proxy for smartness, we show that the portfolio distortions of “smart” investors reflect an informational advantage, while the distortions of “dumb” investors reflect psychological biases. Specifically, smart investors outperform dumb investors by about 3% annually on a risk-adjusted basis. Furthermore, among investors with high portfolio distortions, smart investors outperform passive benchmarks by 2%, and the smart-dumb performance differential is 5%. At the stock level, a portfolio of stocks with smart investor clientele outperforms the dumb clientele portfolio by 3.50% annually. These findings suggest that behavioral and information-based explanations for portfolio distortions apply to distinct subsets of investors.

DOI
10.1017/s0022109012000610
Volume
48
Issue
1
Pages
1-45
Language
en
Sources
bibtex:phds-export.bib crossref openalex

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