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Journal of Financial and Quantitative Analysis Vol. 45 No. 4 2010

Multiple Risky Assets, Transaction Costs, and Return Predictability: Allocation Rules and Implications for U.S. Investors

Anthony W. Lynch1; Sinan Tan2

1 New York University · 2 Fordham University

Abstract

This paper numerically solves the decision problem of a multiperiod constant relative risk aversion individual who faces transaction costs and has access to two risky assets, both with predictable returns. With proportional transaction costs and independent and identically distributed returns, we numerically find the rebalancing rule to be a no-trade region for the portfolio weights with rebalancing to the boundary. The shape of the no-trade region depends on the correlation between the two risky assets. With predictable returns, there is instead a no-trade region for each state. We also examine several important economic questions, including the utility cost of not being able to buy on margin or short stock.

DOI
10.1017/s0022109010000360
Volume
45
Issue
4
Pages
1015-1053
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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