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Journal of Financial and Quantitative Analysis Vol. 44 No. 6 2009

Hard-to-Value Stocks, Behavioral Biases, and Informed Trading

Alok Kumar

The University of Texas at Austin

Abstract

This paper uses investor-level data to provide direct evidence for an intuitive but surprisingly untested proposition that investors make larger investment mistakes when valuation uncertainty is higher and stocks are more difficult to value. Using multiple measures of valuation uncertainty and multiple behavioral bias proxies, I show that individual investors exhibit stronger behavioral biases when stocks are harder to value and when market-level uncertainty is higher. I also find that informed trading intensity is higher among stocks where individual investors exhibit stronger behavioral biases. Collectively, these results indicate that uncertainty at both stock and market levels amplifies individual investors’ behavioral biases and that relatively better informed investors attempt to exploit those biases.

DOI
10.1017/s0022109009990342
Volume
44
Issue
6
Pages
1375-1401
Language
en
Sources
bibtex:phds-export.bib crossref openalex

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