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Journal of Financial and Quantitative Analysis Vol. 48 No. 3 2013

A First Look at Mutual Funds That Use Short Sales

Honghui Chen; Hemang Desai; Srinivasan Krishnamurthy

open access

Abstract

We provide a first look at short selling by mutual funds, a phenomenon not examined by prior research. Mutual funds that short do so frequently and in significant amounts, averaging about 16% of fund assets. These funds outperform benchmarks by 1.5% per year. An analysis of portfolio holdings shows that these funds generate abnormal performance from their short (4.1% per year) and long (1.5% per year) positions. Managers of short-selling mutual funds also exhibit superior performance in other funds they manage that do not use short sales. These findings suggest that managers of short-selling mutual funds are skilled.

DOI
10.1017/s0022109013000264
Volume
48
Issue
3
Pages
761-787
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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