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The Accounting Review Vol. 93 No. 2 2018

Risk-Factor Disclosure and Asset Prices

Mirko S. Heinle; Kevin C. Smith; Robert E. Verrecchia

University of Pennsylvania

Abstract

While researchers and practitioners alike estimate firms' exposures to systematic risk factors, the disclosure literature typically assumes that exposures are common knowledge. We develop a model where the firm's exposure to a factor is unknown, and analyze the effects of factor-exposure uncertainty on share price and the effects of disclosure about the exposure. We find that: (1) factor-exposure uncertainty introduces skewness and excess kurtosis in the cash flow distribution relative to the commonly used normal distribution; (2) risk-factor disclosure affects all moments of that distribution; and (3) the pricing of higher moments affects the price response of disclosure and the incentives to disclose. For example, factor-exposure uncertainty may actually increase price when the uncertainty implies positive skewness in the cash flow distribution. Hence, a reduction in uncertainty through disclosure may increase cost of capital. We also extend our model to multiple firms and show that factor-exposure uncertainty manifests as uncertainty about a firm's CAPM beta.

DOI
10.2308/accr-51863
Volume
93
Issue
2
Pages
191-208
Language
en
Sources
openalex bibtex:phds-export.bib crossref

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