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Journal of Finance Vol. 44 No. 2 1989

Prepayment and the Valuation of Mortgage‐Backed Securities

Eduardo S. Schwartz; Walter N. Torous1

1 Freddie Mac (United States)

Abstract

This paper puts forward a valuation framework for mortgage‐backed securities. Rather than imposing an optimal, value‐minimizing call condition, we assume that at each point in time there exists a probability of prepaying; this conditional probability depends upon the prevailing state of the economy. To implement our valuation procedure, we use maximum‐likelihood techniques to estimate a prepayment function in light of recent aggregate GNMA prepayment experience. By integrating this empirical prepayment function into our valuation framework, we provide a complete model to value mortgage‐backed securities.

DOI
10.1111/j.1540-6261.1989.tb05062.x
Volume
44
Issue
2
Pages
375-392
Language
en
Sources
bibtex:phds-export.bib crossref openalex

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