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Journal of Finance Vol. 46 No. 2 1991

Animal Spirits, Margin Requirements, and Stock Price Volatility.

Paul H. Kupiec; Steven A. Sharpe

Abstract

A simple overlapping generations model is used to characterize the effects of initial margin requirements in the volatility of risky asset prices. Investors are assumed to exhibit heterogenous preferences for risk-bearing, the distribution of which evolves stochastically across generations. This framework is used to show that imposing a binding initial marginal requirement may either increase or decrease stock price volatility, depending upon the microeconomic structure behind fluctuations in economywide average risk-bearing propensity. The ambiguous effect on volatility similarly arises when the source of heterogeneity is noise trader beliefs.

Volume
46
Issue
2
Pages
717-31
Sources
bibtex:phds-export.bib

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