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Journal of Finance Vol. 53 No. 6 1998

Investor Psychology and Security Market Under- and Overreactions

Kent Daniel; David Hirshleifer; Avanidhar Subrahmanyam

Abstract

We propose a theory of securities market under- and overreactions based on two well-known psychological biases: investor overconfidence about the precision of private information; and biased self-attribution, which causes asymmetric shifts in investors' confidence as a function of their investment outcomes. We show that overconfidence implies negative long-lag autocorrelations, excess volatility, and, when managerial actions are correlated with stock mispricing, public-event-based return predictability. Biased self-attribution adds positive short-lag autocorrelations (“momentum”), short-run earnings “drift,” but negative correlation between future returns and long-term past stock market and accounting performance. The theory also offers several untested implications and implications for corporate financial policy.

DOI
https://doi-org.proxy.lib.uiowa.edu/10.1111/0022-1082.00077
Volume
53
Issue
6
Pages
1839-1885
Sources
bibtex:phds-export.bib

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