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Journal of Finance Vol. 60 No. 1 2005

Asymmetric Price Movements and Borrowing Constraints: A Rational Expectations Equilibrium Model of Crises, Contagion, and Confusion

Kathy Yuan1,2,3

1 University of Michigan–Ann Arbor · 2 Arizona State University · 3 Massachusetts Institute of Technology

open access

Abstract

This study proposes a rational expectations equilibrium model of crises and contagion in an economy with information asymmetry and borrowing constraints. Consistent with empirical observations, the model finds: (1) Crises can be caused by small shocks to fundamentals; (2) market return distributions are asymmetric; and (3) correlations among asset returns tend to increase during crashes. The model also predicts: (1) Crises and contagion are likely to occur after small shocks in the intermediate price region; (2) the skewness of asset price distributions increases with information asymmetry and borrowing constraints; and (3) crises can spread through investor borrowing constraints.

DOI
10.1111/j.1540-6261.2005.00733.x
Volume
60
Issue
1
Pages
379-411
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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