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Quarterly Journal of Economics Vol. 118 No. 4 2003

Household Risk Management and Optimal Mortgage Choice

J. Y. Campbell1; João F. Cocco2

1 Harvard University Press · 2 London Business School

open access

Abstract

This paper asks how a household should choose between a fixed-rate (FRM) and an adjustable-rate (ARM) mortgage. In an environment with uncertain inflation a nominal FRM has a risky real capital value, whereas an ARM has a stable real capital value but short-term variability in required real payments. Numerical solution of a life-cycle model with borrowing constraints and income risk shows that an ARM is generally attractive, but less so for a risk-averse household with a large mortgage, risky income, high default cost, or low moving probability. An inflation-indexed FRM can improve substantially on standard nominal mortgages.

DOI
10.1162/003355303322552847
Volume
118
Issue
4
Pages
1449-1494
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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