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The Review of Asset Pricing Studies Vol. 14 No. 3 2024

Price of Regulations: Regulatory Costs and the Cross-section of Stock Returns

Barıs Ince1; Han Ozsoylev2

1 Michael Smurfit Graduate Business School, University College Dublin , Ireland · 2 Ozyegin University , Turkey

open access

Abstract

Regulations introduce significant fixed costs and add to operating leverage. Fixed regulatory costs that contribute to operating leverage should generate a risk premium. To explore whether such a premium exists, we introduce a measure of “regulatory operating leverage” that reflects the importance of fixed regulatory costs in a firm’s cost structure. Regulatory operating leverage predicts stock returns in the cross-section, and a zero-cost high-low regulatory operating leverage strategy generates positive and significant risk-adjusted return. Finally, the impact of regulatory operating leverage on returns is due to the (systematic) risk contribution of fixed regulatory costs.

DOI
10.1093/rapstu/raae001
Volume
14
Issue
3
Pages
381-427
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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