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The Review of Asset Pricing Studies Vol. 11 No. 4 2021

A Panel Regression Approach to Holdings-Based Fund Performance Measures

Wayne E. Ferson1; Junbo L. Wang2

1 University of Southern California and NBER · 2 Louisiana State University

open access

Abstract

Portfolio performance measures using holdings data are panel regressions. The returns of a fund’s stocks are regressed on its lagged portfolio weights. Stock fixed effects isolate average performance from time-series predictive ability. Control variables condition for fund performance on the characteristics of the stocks held. The long-term performance of average holdings drives some of the classical measures, while predictive ability drives others. A “buy-and-hold drift,” where portfolio weights increase over time in the higher alpha stocks, affects performance measures. Investor flows respond to average performance net of the buy-and-hold drift.

DOI
10.1093/rapstu/raab007
Volume
11
Issue
4
Pages
695-734
Language
en
Sources
openalex bibtex:phds-export.bib crossref

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