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Review of Financial Studies Vol. 33 No. 4 2020

Short- and Long-Horizon Behavioral Factors

Kent Daniel1; David Hirshleifer2; Lin Sun3

1 Columbia Business School and NBER · 2 Merage School of Business, UC Irvine, and NBER · 3 George Mason University

open access

Abstract

We propose a theoretically motivated factor model based on investor psychology and assess its ability to explain the cross-section of U.S. equity returns. Our factor model augments the market factor with two factors that capture long- and short-horizon mispricing. The long-horizon factor exploits the information in managers’ decisions to issue or repurchase equity in response to persistent mispricing. The short-horizon earnings surprise factor, which is motivated by investor inattention and evidence of short-horizon underreaction, captures short-horizon anomalies. This 3-factor risk-and-behavioral model outperforms other proposed models in explaining a broad range of return anomalies.

DOI
10.1093/rfs/hhz069
Volume
33
Issue
4
Pages
1673-1736
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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