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Review of Financial Studies Vol. 22 No. 3 2009

Mispricing of S&P 500 Index Options

George M. Constantinides; Jens Carsten Jackwerth; Stylianos Perrakis

Abstract

[Widespread violations of stochastic dominance by 1-month S&P 500 index call options over 1986-2006 imply that a trader can improve expected utility by engaging in a zero-net-cost trade net of transaction costs and bid-ask spread. Although precrash option prices conform to the Black-Scholes-Merton model reasonably well, they are incorrectly priced if the distribution of the index return is estimated from time-series data. Substantial violations by postcrash OTM calls contradict the notion that the problem lies primarily with the left-hand tail of the index return distribution and that the smile is too steep. The decrease in violations over the postcrash period of 1988-1995 is followed by a substantial increase over 1997-2006, which may be due to the lower quality of the data but, in any case, does not provide evidence that the options market is becoming more rational over time.]

Volume
22
Issue
3
Pages
1247-1277
Sources
bibtex:phds-export.bib

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