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Review of Financial Studies Vol. 28 No. 8 2015

What's in a Name? Mutual Fund Flows When Managers Have Foreign-Sounding Names

Alok Kumar; Alexandra Niessen-Ruenzi; Oliver G. Spalt

Abstract

We show that name-induced stereotypes affect the investment choices of U.S. mutual fund investors. Managers with foreign-sounding names have about 10% lower annual fund flows, and this effect is stronger among funds with investor clienteles more likely to be suspicious of foreigners. Foreign-named managers experience lower appreciation (greater decline) in flows following good (bad) performance. Following 9/11, flows to funds with managers with Middle-Eastern-sounding names declined abnormally. In an experimental setting in which skill differences are absent, individuals allocate 11% less money to an index fund managed by a foreign-named manager. This gap widens following the Boston marathon bombings.

Volume
28
Issue
8
Pages
2281-2321
Sources
bibtex:phds-export.bib

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