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Review of Financial Studies Vol. 35 No. 1 2021

The Unintended Consequences of Corporate Bond ETFs: Evidence from the Taper Tantrum

Caitlin D. Dannhauser1; Saeid Hoseinzade2

1 Villanova University · 2 Suffolk University

Abstract

This paper examines whether ETFs are a unique source of corporate bond fragility. Relative to mutual funds, ETFs cater to high-liquidity-demand investors, facilitate positive feedback strategies, and transmit outflows to corporate bonds via near-proportional trading. Comparing yield spread changes of bonds from the same issuer, we show that ETFs create flow-induced pressure during the Taper Tantrum, a period of market turmoil. Redemptions used to maintain the relative price efficiency of the largest and most liquid ETFs lead to significantly higher yield spreads for 4 months before reverting. The pattern indicates ETFs amplify the effects of negative fundamental shocks.

DOI
10.1093/rfs/hhab031
Volume
35
Issue
1
Pages
51-90
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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