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Review of Financial Studies Vol. 32 No. 4 2019

Cyclical Dispersion in Expected Defaults

João F. Gomes1; Marco Grotteria1; Jessica A. Wachter2

1 University of Pennsylvania · 2 University of Pennsylvania and NBER

Abstract

A growing literature shows that credit indicators forecast aggregate real outcomes. While researchers have proposed various explanations, the economic mechanism behind these results remains an open question. In this paper, we show that a simple, frictionless model explains empirical findings commonly attributed to credit cycles. Our key assumption is that firms have heterogeneous exposures to underlying economy-wide shocks. This leads to endogenous dispersion in credit quality that varies over time and predicts future excess returns and real outcomes. Received August 7, 2017; editorial decision June 26, 2018 by Editor Stijn Van Nieuwerburgh.

DOI
10.1093/rfs/hhy085
Volume
32
Issue
4
Pages
1275-1308
Language
en
Sources
bibtex:phds-export.bib openalex crossref

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