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Journal of Banking & Finance Vol. 189 2026

Selection versus diversification in noisy alpha environments

Shingo Goto1; Toru Yamada2

1 University of Rhode Island · 2 Nomura Holdings (Japan)

open access

Abstract

We study the trade-off between signal selection and diversification in asset pricing when many return predictors are available. Using the data-mining framework of Yan and Zheng (2017), we form long–short portfolios from financial ratio signals and evaluate performance relative to the CAPM and the Fama–French six-factor model. Although null signals are prevalent, portfolio performance is largely insensitive to their inclusion. Portfolios restricted to the most statistically significant signals underperform more diversified strategies. Out-of-sample information ratios are highest at p -value thresholds between 5% and 10%, well above levels typically advocated for false-discovery-controlled inference. The results indicate that diversification is more effective than strict inference-oriented signal selection for portfolio construction.

DOI
10.1016/j.jbankfin.2026.107726
Volume
189
Pages
107726
Language
en
Sources
openalex crossref

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