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Journal of Finance Vol. 44 No. 2 1989

Prepayment and the Valuation of Mortgage-Backed Securities

Eduardo S. Schwartz; Walter N. Torous1

1 Freddie Mac (United States)

Abstract

This paper puts forward a valuation framework for mortgage-backed securities. Rather than imposing an optimal, value-minimizing call condition, we assume that at each point in time there exists a probability of prepaying; this conditional probability depends upon the prevailing state of the economy. To implement our valuation procedure, we use maximum-likelihood techniques to estimate a prepayment function in light of recent aggregate GNMA prepayment experience. By integrating this empirical prepayment function into our valuation framework, we provide a complete model to value mortgage-backed securities.

DOI
10.2307/2328595
Volume
44
Issue
2
Pages
375
Sources
openalex crossref

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