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Value-at-Risk-Based Risk Management: Optimal Policies and Asset Prices

Suleyman Basak1; Alexander Shapiro2

1 London Business School · 2 New York University

Review of Financial Studies 2001

This article analyzes optimal, dynamic portfolio and wealth/consumption policies of utility maximizing investors who must also manage market-risk exposure using Value-at-Risk (VaR). We find that VaR risk managers often optimally choose a larger exposure to risky assets than non-risk managers and consequently incur larger losses when losses occur. We suggest an alternative risk-management model, based on the expectation of a loss, to remedy the shortcomings of VaR. A general-equilibrium analysis reveals that the presence of VaR risk managers amplifies the stock-market volatility at times of down markets and attenuates the volatility at times of up markets.

DOI
10.1093/rfs/14.2.371
Volume
14 (2)
Pages
371-405
Language
en
Export
BibTeX
Sources
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