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Review of Financial Studies Vol. 20 No. 1 2007

Portfolio Selection with Parameter and Model Uncertainty: A Multi-Prior Approach

Lorenzo Garlappi1; Raman Uppal2; Tan Wang3

1 The University of Texas at Austin · 2 London Business School · 3 University of British Columbia

Abstract

We develop a model for an investor with multiple priors and aversion to ambiguity. We characterize the multiple priors by a "confidence interval" around the estimated expected returns and we model ambiguity aversion via a minimization over the priors. Our model has several attractive features: (1) it has a solid axiomatic foundation; (2) it is flexible enough to allow for different degrees of uncertainty about expected returns for various subsets of assets and also about the return-generating model; and (3) it delivers closed-form expressions for the optimal portfolio. Our empirical analysis suggests that, compared with portfolios from classical and Bayesian models, ambiguity-averse portfolios are more stable over time and deliver a higher out-of sample Sharpe ratio.

DOI
10.1093/rfs/hhl003
Volume
20
Issue
1
Pages
41-81
Language
en
Sources
crossref openalex

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