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Review of Financial Studies Vol. 29 No. 2 2016

Who Facilitated Misreporting in Securitized Loans?

John M. Griffin1; Gonzalo Maturana2

1 The University of Texas at Austin · 2 Emory University

open access

Abstract

This paper examines apparent fraud among securitized nonagency loans using three indicators: unreported second liens, owner occupancy misreporting, and appraisal overstatements. We find that around 48% of loans exhibited at least one indicator of misrepresentation. Surprisingly, misreporting is similar in both low and full documentation loans and is associated with a 51% higher likelihood of delinquency. Two-thirds of loans with unreported second liens had the same originator issuing both the first and second lien. Misrepresentations in MBS pools can explain substantial cross-sectional differences in future losses. Losses were predictable and initiating from apparent fraud by MBS underwriters and loan originators.

DOI
10.1093/rfs/hhv130
Volume
29
Issue
2
Pages
384-419
Language
en
Sources
crossref openalex

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