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Optimal Innovation of Futures Contracts

Darrell Duffie1; Matthew O. Jackson2

1 Stanford University · 2 Northwestern University

Review of Financial Studies 1989

This article presents a simple model of the innovation of new futures contracts by transaction volume-maximizing futures exchanges in incomplete markets under uncertainty, with mean-variance preferences and proportional transactions costs. We characterize the set of Nash equilibria for a number of exchanges simultaneously or sequentially choosing contracts. The optimal monopolistic contract design is shown to be Pareto-optimal. An example shows the failure of Pareto optimality for a particular Nash equilibrium. Likewise, in a monopolistic multiperiod setting, an example shows the failure of Pareto optimality given an incentive for the exchange to induce turnover.

DOI
10.1093/rfs/2.3.275
Volume
2 (3)
Pages
275-296
Language
en
Export
BibTeX
Sources
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