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Factor-Loading Uncertainty and Expected Returns

Christopher Armstrong; Snehal Banerjee; Carlos Corona

Review of Financial Studies 2013

Firm-specific information can affect expected returns if it affects investor uncertainty about risk-factor loadings. We show that a stock's expected return is decreasing in factor-loading uncertainty, controlling for the average level of its factor loading. When loadings are persistent, learning by investors can induce time-series variation in price-dividend ratios, expected returns, and idiosyncratic volatility, even when the aggregate risk-premium is constant and fundamental shocks are homoscedastic. Consistent with our predictions, we estimate that average annual returns of a firm with the median level of factor-loading uncertainty are 400 to 525 basis points lower than a comparable firm without factor-loading uncertainty.

DOI
10.1093/rfs/hhs102
Volume
26 (1)
Pages
158-207
Language
en
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