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Contractual Resolutions of Financial Distress

Nicola Gennaioli1; Stefano Rossi2

1 Bocconi University · 2 Center for Economic and Policy Research

Review of Financial Studies 2013

In a financial contracting model, we study the optimal debt structure to resolve financial distress. We show that a debt structure where two distinct debt classes coexist—one class fully concentrated and with control rights upon default, the other dispersed and without control rights—removes the controlling creditor's liquidation bias when investor protection is strong. These results rationalize the use and the performance of floating charge financing, which refers to debt financing where the controlling creditor takes the entire business as collateral, in countries with strong investor protection. Our theory predicts that the efficiency of contractual resolutions of financial distress should increase with investor protection.

DOI
10.1093/rfs/hhs129
Volume
26 (3)
Pages
602-634
Language
en
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