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Industry Window Dressing

Huaizhi Chen1; Lauren Cohen2; Dong Lou1

1 London School of Economics and Political Science · 2 Dana-Farber/Harvard Cancer Center

Review of Financial Studies 2016 open access

We explore a new mechanism by which investors take correlated shortcuts and present evidence that managers—using sales management—take advantage of these shortcuts. Specifically, we exploit a regulatory provision wherein a firm's primary industry is determined by the highest sales segment. Exploiting this regulation, we provide evidence that investors classify operationally nearly identical firms as starkly different depending on their placement around this sales cutoff. Moreover, managers appear to exploit this by manipulating sales to be just over the cutoff in favorable industries. Further evidence suggests that managers engage in activities to realize large, tangible benefits from this opportunistic action. Received July 28, 2014; accepted February 8, 2016 by Editor Andrew Karolyi.

DOI
10.1093/rfs/hhw020
Volume
29 (12)
Pages
3354-3393
Language
en
Export
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Sources
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