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Review of Economic Studies Vol. 93 No. 1 2026

A Q-Theory of Banks

Juliane Begenau1; Saki Bigio2; Jeremy Majerovitz3; Matias Vieyra4

1 Stanford GSB, NBER and CEPR , · 2 UCLA and NBER · 3 University of Notre Dame · 4 Bank of Canada

open access

Abstract

Bank capital requirements are based on book values, which are slow to reflect losses. In this article, we develop a dynamic model of banks to study the interaction of regulation and delayed accounting. Our model explains four stylized facts: book and market values diverge during crises, the market-to-book ratio predicts future profitability, book leverage constraints rarely bind strictly even as market leverage fans out during crises, and banks delever gradually after net-worth shocks. We show how delayed accounting can allow the regulator to achieve better outcomes than immediate (mark-to-market) accounting. In an estimated version of the model, the optimal regulation couples faster loan-loss recognition with a modest relaxation of the book leverage constraint.

DOI
10.1093/restud/rdaf035
Volume
93
Issue
1
Pages
106-143
Language
en
Sources
openalex crossref

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