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Strategic Entrepreneurship Journal 2022

Do overconfident and over‐optimistic entrepreneurs invest too much in their companies? Theory and evidence from Italian SMEs

Enrico María Cervellati1; Pierpaolo Pattitoni2,3; Marco Savioli4,2

1 Link Campus University · 2 Ospedale Infermi di Rimini · 3 University of Bologna · 4 University of Salento

open access

Abstract

Research Summary Entrepreneurs often invest a large share of their personal wealth in their firms, exposing themselves to idiosyncratic risk. We propose a theoretical model showing how overconfidence and overoptimism may help to explain this evidence. We focus on overprecision, but we also consider overestimation and overplacement. Numerical examples show a more substantial role for overconfidence than overoptimism in determining entrepreneurs' portfolio allocations. We test the effect of the two latent variables—overconfidence and overoptimism—on small business owners' portfolio allocations. We use a unique dataset including private information on Italian small and medium enterprises and a structural equation modeling approach. A positive relationship between overconfidence and entrepreneurs' investments in their own companies is confirmed. Managerial Summary We propose a theoretical model showing how overconfidence and overoptimism explain the evidence that entrepreneurs invest a large share of their personal wealth in their firms, exposing themselves to specific risk. Overconfidence leads to underestimating risk, while overoptimism to overestimate expected returns. Using numerical examples, we show a more substantial role for overconfidence than overoptimism in determining entrepreneurs' portfolio allocations. Using a unique dataset including private information on Italian small and medium enterprises, we test our model and find a positive relationship between overconfidence and small business owners' investments in their own companies.

DOI
10.1002/sej.1421
Sources
openalex

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